FAIS Compliance Officer & FICA Compliance Consultant

07/03/2025

Please take note of the deadline as per the FIC. Contact me if you need any assistance.

This applies to accountable institutions supervised by the FIC. Those affected by this RMCP general request are: Legal practitioners (item 1), trust and company service providers, including accountants (item 2), estate agents (item 3,) credit providers (item 11), SA Postbank (item 14), high-value goods dealers (item 20), SA Mint Company (RF) (Pty) Ltd (item 21) and crypto asset service providers (item 22).

FIC urges accountable institutions to submit RMCP by 12 March or face sanctions. They must submit a copy of their RMCP to the Financial Intelligence Centre by 12 March. Read more: https://lnkd.in/d8wfCDNX **A **Aregistration ...

03/12/2024

Alexforbes sees surge in two pot withdrawals: 32% of members claim R6.5 billion.

The company says 32% of its membership base have submitted claims with a value of about R6.5 billion.

Read more: https://buff.ly/3VdDrKv

09/06/2024

22/02/2024

FSP hit with R400 000 fine: spotlight on importance of RMCP compliance.

A R400 000 administrative sanction imposed on a financial services provider (FSP) is a clear message to accountable institutions that non-compliance with the Financial Intelligence Centre Act (F**A) will not be tolerated.

Click on the link to read full article, and WATCH a recording of the “Understanding F**A Compliance: https://www.moonstone.co.za/financial-services-provider-slapped-with-r400-000-fine-for-f**a-violations/

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09/10/2023

Learn the ins and outs of a risk-based approach to F**A compliance at our free webinar. https://bit.ly/45i0dmG
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20/07/2023

Are you a new accountable institution? This video unpacks your compliance obligations.
https://bit.ly/44AnzE6

09/02/2021

Client advice records – Are you still following a tick box approach? By Janine Geldenhuys on 25 January 2021 0 Client advice records, or the lack thereof, was identified as one of the trends in complaints contained in the latest annual report of the FAIS Ombud A tick-box exercise does not help the...