FINRA

FINRA Investor Protection. Market Integrity. Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views.

FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers. Any opinions or statements expressed on other accounts do not reflect the views of the organization.

Disclosure documents can help you understand the investments, firms, and financial professionals you’re considering and ...
09/02/2026

Disclosure documents can help you understand the investments, firms, and financial professionals you’re considering and make more informed financial decisions. Learn what to look for when reviewing documents such as Form CRS, BrokerCheck reports, account agreements, prospectuses, and trade confirmations.

▶️ Learn more: https://bit.ly/4zQQNPF

09/01/2026

The $25,000 day trading threshold was a fixture of U.S. markets for more than two decades. Earlier this year, FINRA eliminated it entirely. On the latest episode of , Racquel Russell and James Barry break down the story behind FINRA's new intraday margin standard under Rule 4210: why the old rules existed, what made them obsolete, and what the change means for investors and member firms.

🎧 Listen here: https://bit.ly/4h4EZ4Y

Following a successful 2026 program, registration is now open for FINRA's 2027 Crypto Applied Learning Program at George...
08/31/2026

Following a successful 2026 program, registration is now open for FINRA's 2027 Crypto Applied Learning Program at Georgetown University's McDonough School of Business.

Join us June 8-10 for an immersive learning experience featuring:
• Hands-on training with crypto and blockchain technology
• Expert faculty from across the crypto asset space
• Practical insights into compliance and regulation
• Networking opportunities with industry peers

⌛Space is limited. Register today: https://bit.ly/4nH5kaZ

Member firms should be aware of a significant security threat that can result in unauthorized access to member firm data...
08/25/2026

Member firms should be aware of a significant security threat that can result in unauthorized access to member firm data stored in Microsoft Dynamics 365 (D365) environments via misconfigured Microsoft Power Pages portals.

▶️ Learn more: https://bit.ly/4d3EqWD

Advance your expertise with Week II of the FINRA Certified Regulatory and Compliance Professional (CRCP)® Program. This ...
08/21/2026

Advance your expertise with Week II of the FINRA Certified Regulatory and Compliance Professional (CRCP)® Program. This residential experience at Georgetown McDonough School of Business tackles complex regulatory and compliance challenges through expert-led instruction and casework.

Complete both weeks within two years to earn your CRCP® designation.

Register for Week II today ▶️ https://bit.ly/4qUEe0d

Market liquidity affects how easily you can buy or sell an investment at a fair market price. However, many factors can ...
08/20/2026

Market liquidity affects how easily you can buy or sell an investment at a fair market price. However, many factors can impact market liquidity, including security type, market stress and trading hours. Before you invest, learn ways you can plan for market liquidity risk.

▶️ Learn more: https://bit.ly/4gI6VLN

"Pre-IPO" investing promises a chance to buy shares of a public company before it lists on a stock exchange. These trans...
08/19/2026

"Pre-IPO" investing promises a chance to buy shares of a public company before it lists on a stock exchange. These transactions come with significant risk, though, and some are outright scams. Learn more about pre-IPO risks and how to protect yourself from this type of fraud.

➡️ Learn more: https://bit.ly/3SdYhvh

A panel of FINRA experts closed out the 2026 Financial Crimes and Cybersecurity Conference with a timely discussion on c...
08/13/2026

A panel of FINRA experts closed out the 2026 Financial Crimes and Cybersecurity Conference with a timely discussion on combating emerging threats, the importance of intelligence sharing, and more.

Thanks to all our speakers and attendees for an engaging and successful event!

08/12/2026

Are smartphones skewing what we know about financial literacy? New research by the FINRA Foundation, University of Southern California, Montana State University found that taking financial literacy surveys on a smartphone can lower scores and lead to more “don’t know” responses. Why? Partly because those taking surveys on a smart phone are more likely to rush through the questions.

📊 Read the research to learn what this means for how we measure and understand Americans’ financial knowledge : https://bit.ly/45Wc2Sp

08/11/2026

Yesterday, FINRA’s Greg Ruppert opened the 2026 FINRA Financial Crimes and Cybersecurity Conference with a powerful look at how our Financial Intelligence Fusion Center supports the more than 1,000 member firms that utilize it protect their customers and their businesses. Catch up on what you missed!

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Wednesday 9am - 5pm
Thursday 9am - 5pm
Friday 9am - 5pm

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