Broker Dealer LLC

11/29/2019

Andrew R. Katz, Matthew Krueger and Dylan Knight, of so-called crypto trading and digital asset firm Seaquake.io charged with investor fraud scheme

10/06/2019

Claiming he is a Former UBS Analyst, Andrew Katz & Former PayPal Finance Exec Matthew Krueger Charged In Crypto Investor Fraud; Seaquake.io Scam US District Court 8:19-cv-02365-MSS-CPT (Source: Law360.com ) : Andrew Ross Katz aka Ross Katz, the co-Founder and CEO of Seaquake Inc., a purported “digital asset infrastructure company and high-frequency trading enterprise” and the principal of related entities Seaquake Managers LLC and Seaquake Partners, along with Seaquake’s Chief Financial Officer Matthew J. [ 1,597 more word ]
http://brokerdealer.com/blog/seaquake-scam-former-ubs-analyst-andrew-katz-former-paypal-finance-exec-matthew-krueger-charged-crypto-investor-fraud/

Andrew Ross Katz, Founder of Seaquake.io a purported digital asset company, along with former PayPal exec Matthew Krueger charged with investment fraud

10/06/2019

Former UBS Analyst Andrew Katz & Former PayPal Finance Exec Matthew Krueger Charged In Crypto Investor Fraud; Seaquake.io Scam US District Court 8:19-cv-02365-MSS-CPT (Source: Law360.com ) : Andrew Ross Katz aka Ross Katz, the co-Founder and CEO of Seaquake Inc., a purported “digital asset infrastructure company and high-frequency trading enterprise” and the principal of related entities Seaquake Managers LLC and Seaquake Partners, along with Seaquake’s Chief Financial Officer Matthew J. [ 1,597 more word ]
http://brokerdealer.com/blog/seaquake-scam-former-ubs-analyst-andrew-katz-former-paypal-finance-exec-matthew-krueger-charged-crypto-investor-fraud/

Andrew Ross Katz, Founder of Seaquake.io a purported digital asset company, along with former PayPal exec Matthew Krueger charged with investment fraud

06/21/2019

Mischler Financial Group and strategic partner NYSE DMM “GTS” salute online lending platform LendingClub Corporation (NYSE:LC) for achieving 3 million members and for celebrating this latest milestone by paying off the $40,000 loan taken out by its 3 millionth member, a U.S. Army veteran and law enforcement officer based in Far Rockaway, New York. The occasion was marked with LendingClub CEO Scott Sanborn and his team of company executives ringing the NYSE Opening Bell on Friday June 21 2019.

11/19/2018

NYSE’s Top DMM – GTS – Takes Stake in Boutique Investment Bank Mischler Financial Group – GTS and Veteran-Owned Mischler Financial Group Forge High-Tech, High-Touch Alliance to Serve Corporate Issuers, Investment Managers and Other Market Participants – New York, NY – November 19, 2018 – GTS, the New York Stock Exchange’s largest Designated Market-Maker (“DMM”) and a leading electronic trading firm, and Mischler Financial Group, Inc. [ 534 more words ]

GTS and Veteran-Owned Mischler Financial Group Forge High-Tech, High-Touch Alliance to Serve Corporate Issuers, Investment Managers

11/10/2018

In Honor of Veterans Day and To Celebrate the 243rd Birthday of the US Marine Corps., Mischler Salutes OUR Marines: Managing Director, Public Finance Richard Tilghman (formerly USMC 1st Lt Rick Tilghman), Senior Capital Markets Analyst Jonathan Herrick (formerly, USMC Sgt. Jon Herrick) and Director, Portfolio Analysis Jason Klinghoffer, CFA (formerly US Marine Corporal Jason Klinghoffer)

11/09/2018

OORAH!

Established in 1994, Mischler Financial Group is the Securities Industry’s oldest and largest investment bank/brokerage owned by Service-Disabled Vets

11/08/2018

https://www.facebook.com/241471672614514/posts/1924282087666789/

Virtu Financial is buying brokerage Investment Technology Group for nearly $1 billion in a deal it said would help stabilize its quarterly earnings results.

10/31/2018

Newport Beach, CA & Stamford, CT – November 1, 2018 — Each year, Mischler Financial Group, Inc. (“Mischler”), the securities industry’s oldest investment bank and institutional brokerage owned and operated by service-disabled veterans, pledges a percentage of the firm’s profits to veteran and service-disabled veteran philanthropies as part of its annual Veterans Day charitable initiative. This year, Mischler is proud to announce that Army Ranger Lead The Way Fund will be the recipient of the Mischler 2018 Veterans Day Month pledge. [ 427 more words ]

minority broker-dealer mischler financial group announces annual veterans day month pledge to lead the way fund