Quest CE

Quest CE Since 1986 Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry.

In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions.

06/19/2026

Our office is closed today, Friday, June 19, in observance of Juneteenth. We'll resume normal business hours on Monday, June 22. We apologize for any inconvenience.

06/18/2026

M&A compliance isn't just your legal team’s concern—it affects everyone with deal exposure. Our new course covers MNPI protection, information barriers, and the supervisory controls that keep cross-unit coordination compliant. Build firm-wide readiness for confidential transactions.

Learn more in our latest press release: https://hubs.ly/Q04lRSLp0

06/16/2026

Every compliance team knows this feeling.

No overdue assignments.
No last-minute reminder emails.
No chasing down completions five minutes before the deadline.

Just peace, quiet… and maybe a little celebrating 💃

06/10/2026

Your firm members field fractional share questions regularly. Do they understand the mechanics and compliance implications?

Quest CE's latest course covers how fractional shares are created, communication best practices, and regulatory requirements under Reg BI. Build confidence in discussing modern trading options and learn more about our latest course: https://hubs.ly/Q04h_XVY0

Investment training completed 54.7% faster than traditional training?Turns out advisers are more likely to engage when t...
06/05/2026

Investment training completed 54.7% faster than traditional training?

Turns out advisers are more likely to engage when training doesn’t feel endless. Our latest case study explores how Quest CE’s IA Micro-Learning is helping firms improve adviser engagement, reduce overdue assignments, and deliver more targeted, effective training.

👉 Download the case study: https://hubs.ly/Q04kks250

06/02/2026

Offshore structures and cross-border transactions require specialized AML knowledge. Quest CE's new Cayman Islands course equips firm members with practical understanding of CDD requirements, beneficial ownership rules, and risk-based monitoring. A must for firms navigating international client relationships and offshore structures.

Learn more: https://hubs.ly/Q04hwd3B0

Reg S-P is here. Is your firm ready?Join Allison Byrne, Director of Sales & Marketing at Quest CE, and Jacob Cane, Chief...
06/01/2026

Reg S-P is here. Is your firm ready?

Join Allison Byrne, Director of Sales & Marketing at Quest CE, and Jacob Cane, Chief Information Security Officer & Head of Cyber Services at Salus GRC, for a practical discussion on what firms should be prioritizing as amended Reg S-P requirements approach.

Topics include:

✔️ Vendor oversight & service provider due diligence
✔️ Incident response & notification expectations
✔️ What regulators may focus on during exams
✔️ AI-driven phishing & cybersecurity risks

If your firm is still working through operational readiness, documentation, or oversight expectations, this is a webinar you won’t want to miss.

Register Here: https://hubs.ly/Q04jDfWl0

Address

10100 W. Innovation Drive
Milwaukee, WI
53226

Opening Hours

Monday 8am - 5pm
Tuesday 8am - 5pm
Wednesday 8am - 5pm
Thursday 8am - 5pm
Friday 8am - 5pm

Telephone

(877) 593-3366

Website

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