Quest CE

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Quest CE Since 1986 Quest CE has built a reputation of being the premier provider of Compliance Education to the financial services industry.

In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions.

10/16/2026

Information barriers require constant vigilance across the firm.

Our new course addresses how these safeguards operate, common scenarios where violations occur, and the response framework that helps protect confidential information while supporting legitimate business needs.

Learn more: https://hubs.ly/Q04B1cJr0

10/14/2026

When custody questions arise, do your firm members understand the SEC requirements and safeguards that apply?

Quest CE’s latest course covers how custody arises, qualified custodian roles, and the escalation procedures that keep your firm compliant.

Learn more in our press release: https://hubs.ly/Q04B19dd0

Because somehow the “quick question” always comes with three follow-up questions, a policy to check, and something that ...
10/13/2026

Because somehow the “quick question” always comes with three follow-up questions, a policy to check, and something that needs documentation. 😂

Compliance professionals, you know the drill.

What's the “quick question” that never turns out to be quick at your firm?

A summer well spent. 🌱❤️Throughout the summer, several groups from Quest CE traded their desks for the fields and spent ...
10/12/2026

A summer well spent. 🌱❤️

Throughout the summer, several groups from Quest CE traded their desks for the fields and spent time volunteering at the Hunger Task Force Farm.

From planting and harvesting to lending a hand wherever it was needed, we’re grateful for every team member who volunteered their time to support an organization doing important work in our community.

A few snapshots from our days at the farm! 📸

We’re excited to welcome Alex to Quest CE as our new Senior Backend Developer! 👋Alex brings 14 years of software enginee...
10/09/2026

We’re excited to welcome Alex to Quest CE as our new Senior Backend Developer! 👋

Alex brings 14 years of software engineering experience, with expertise in building scalable backend systems, modernizing complex technology, and improving system reliability.

We’re excited to have him on the team and can’t wait to see what he helps us build. Welcome to Quest CE, Alex! 🎉

10/07/2026

Somewhere, a compliance officer just sent their third “friendly reminder.”

If you work in compliance, you know the “friendly reminder” gets a little less friendly every time you have to send it. 😅

Training, questionnaires, attestations, disclosures...the follow-up adds up fast.

Automated reminders can help keep outstanding tasks moving without adding another email to your compliance team's to-do list.

Explore our technology solutions today. Your inbox will thank you.

https://hubs.ly/Q04y-z3k0

10/06/2026

Cash account violations happen when the basics get overlooked. Quest CE's new course prepares your firm members to recognize freeriding, good faith violations, and settlement mismatches before they occur.

Learn the practical steps that prevent violations and keep customer accounts compliant.

Learn more from our latest press release: https://hubs.ly/Q04ylTbt0

NSCP 2026, here we come! ✈️🌴We're heading to Orlando, Florida, October 25–28, for this year's NSCP National Conference.C...
10/05/2026

NSCP 2026, here we come! ✈️🌴

We're heading to Orlando, Florida, October 25–28, for this year's NSCP National Conference.

Come find Allison Byrne, Sam Mathison, and Matt Farley at Booth #3 to talk compliance technology, see what's new at Quest CE, and grab some of our newest conference swag.

We can't wait to see you there, and yes, we're bringing the shirts...

Happy National Techies Day! 💻 (Well, technically tomorrow.)This Techies Day, we're celebrating the teams responsible for...
10/02/2026

Happy National Techies Day! 💻 (Well, technically tomorrow.)

This Techies Day, we're celebrating the teams responsible for building, improving, and supporting the technology that powers Quest CE.

Your ideas, expertise, and problem-solving help us continue creating better experiences for compliance professionals every day.

Great compliance technology starts with great people behind it. Thank you for everything you do!

10/01/2026

Your firm members field questions about securities-based lending and fully paid securities lending, do they understand the distinctions and regulatory obligations?

Quest CE's latest course covers how these arrangements work, key risks, and the communication standards that guide compliant recommendations. Build expertise in this growing lending area.

Learn more from our latest press release: https://hubs.ly/Q04ylRt10

Address

10100 W. Innovation Drive
Milwaukee, WI
53226

Opening Hours

Monday 8am - 5pm
Tuesday 8am - 5pm
Wednesday 8am - 5pm
Thursday 8am - 5pm
Friday 8am - 5pm

Telephone

(877) 593-3366

Website

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