Cetera Financial Group

Cetera Financial Group You bring the dreams. We’ll build the strategy. We’re enablers. Mentors. Dream builders. Our purpose is to turn financial aspirations into reality.

Within our community lies a vibrant wellspring of growth and opportunity for financial professionals, financial institutions, and individual investors alike. As a premier financial services firm, we don’t just deliver financial technology, bespoke guidance, research and market intelligence, and collaborative client-service platforms. We build environments where ideas thrive, connections flourish,

and ambitions become remarkable achievements. Driven to deliver unwavering support and innovative solutions to help people live their purpose, we empower each other and the communities around us to bring a stronger tomorrow to life.

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Cetera Financial Group (CFG) is a network of independent retail firms, including those that are members of FINRA/SIPC: Cetera Advisors LLC; Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks); Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers LLC. Cetera’s principal office is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Avantax Planning Partners, Inc. is an SEC registered investment adviser within the Aretec Group, Inc. (dba Cetera Holdings, an affiliate of CFG). All the referenced entities are under common ownership.

08/26/2026

Giving back to the industry is part of how the Cetera community shows up – and three of our own were just recognized for it. Financial advisors Brad Greenbaum and Ralph Rosenbaum and Cetera Director of Investment Advisory Alex Chan were named to the Financial Services Institute (FSI) 2026 Advocacy Circle of Excellence for their commitment to advancing policies that protect access to professional financial advice.

Alex also received the Stephen R. Kareta Excellence in Advocacy Award, FSI's highest advocacy honor.

Congratulations to all three on this well-earned recognition!

*The FSI Advocacy Circle of Excellence recognizes FSI members for their commitment to advancing advocacy priorities within the independent financial services industry. Selection is based on nominations and review by a panel of financial professionals. Recognition is not indicative of future investment success, does not constitute a client endorsement, and no compensation was provided directly or indirectly in connection with the award.

Following LPL's acquisition of Commonwealth, Severn Wealth Management was searching for a long-term growth partner who s...
08/26/2026

Following LPL's acquisition of Commonwealth, Severn Wealth Management was searching for a long-term growth partner who shared the same values. They found it at Cetera within our Summit Financial Networks Community.

Co-Founders Steve Roth, CLU® and Wilson Phipps were drawn to Cetera’s culture of service and leadership access that reflected the partnership-driven environment they’ve always valued.

The Annapolis-based firm has served clients since 1988, taking its name from the Severn River that winds past the U.S. Naval Academy. Their philosophy is straightforward: clients aren't just customers; they're members of an extended family, and every financial decision is made with their long-term well-being in mind.

Read more in the press release: https://bit.ly/45ALYMC

08/25/2026

If your broker‑dealer isn’t challenging you to think bigger, you may be outgrowing it. Britt Gilbert found a partner with unmatched resources and room to dream at Cetera – and he’s not looking back.

08/24/2026

The freedom to choose the products and platforms that fit your practice + the personalized support that's only a phone call away. That's why financial professionals like Jered Maloney choose Cetera as a growth partner.

Please join us in welcoming Christopher Hartman to Cetera!Christopher is a financial advisor based in Pittsburg, Kansas....
08/24/2026

Please join us in welcoming Christopher Hartman to Cetera!

Christopher is a financial advisor based in Pittsburg, Kansas. He brings 14 years of experience in financial services, with a background spanning both the insurance and investment sides of the industry. Throughout his career, Christopher has worked closely with clients, building meaningful relationships to help them reach their financial goals.

In his own words, "The move to Cetera is exciting because of the wide array of options they offer and their support staff. They are unmatched in what they give me and my clients access to."

08/22/2026

The right partner starts by asking the right questions. Where do you want to take the business? What do you envision next? For Aaron Persons, Cetera delivered on that vision – driving real growth and total advisor retention.

Town Halls have a way of becoming the highlight of the week.Cetera team members came together for a series of in-person ...
08/21/2026

Town Halls have a way of becoming the highlight of the week.

Cetera team members came together for a series of in-person Town Halls in San Diego to hear updates from leadership, ask questions, and connect on the momentum building across the organization.

Thanks to everyone who joined!

Every broker-dealer says they'll support your transition. Few explain what that support actually looks like in practice....
08/21/2026

Every broker-dealer says they'll support your transition. Few explain what that support actually looks like in practice.

This one-hour webinar with Financial Planning on August 27 closes that gap. Tony Kelly, Partner & Director of Financial Planning at King Financial Network and Chris Sorsoleil, Managing Director of Enterprise Recruiting & Operations at Cetera Financial Group, break down what advisors should look for when evaluating a move – including timelines, technology, and the friction points that often go unaddressed until it's too late.

Register now for insight built on experience: https://bit.ly/3S4i4wT

At Cetera, we invest in the success of the entire advisor team.Through our ongoing training series, administrative and o...
08/20/2026

At Cetera, we invest in the success of the entire advisor team.

Through our ongoing training series, administrative and operations professionals from affiliated advisor offices across several of our Communities recently came together for interactive, instructor-led training within AdviceWorks. By equipping every team member with the knowledge and confidence they need to excel, we're helping create a stronger experience for advisors, their teams, and the clients they serve.

Thanks to our Training team members Angella N. O'Hara, Jennifer Brisbois, Chris Ouimet, Dani Schoolcraft, and Leahann Jones for leading these sessions!

Congratulations to Hancock Whitney Financial Consultants on the addition of financial advisor Nathan Roberts, who brings...
08/20/2026

Congratulations to Hancock Whitney Financial Consultants on the addition of financial advisor Nathan Roberts, who brings more than 20 years of experience serving clients across Jackson County, Mississippi and the Gulf Coast.

"Listen first, educate always, and build a personalized strategy around each client's goals." That's how Nathan sums up his approach, one designed to keep clients feeling confident, informed, and supported.

Throughout his career, he's guided individuals, families, and business owners through a broad range of financial situations, experiences that reinforced his belief that every client deserves thoughtful guidance. He chose Hancock Whitney Financial Consultants for its long-standing reputation for serving its communities with integrity, alongside Cetera's resources, technology, and support that allow advisors to deliver an exceptional client experience.

Please join us in welcoming Nathan!

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2301 Rosecrans Avenue , #5100
El Segundo, CA
90245

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