Midwestern Securities

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Midwestern Securities Midwestern Securities helps banking institutions grow their revenue by increasing non-interest income. Our goals are five-fold. Member FINRA/SIPC.

At Midwestern Securities, we know how hard it is for financial advisors like you to find the quality and service you deserve in a securities broker/dealer. Our company was founded in 1999 to set the bar higher when it comes to brokering securities for your customers. Service to our financial advisors and financial institutions,
Integrity in our operations and actions,
Accountability to the industry and our clients,
Excellence in everything we do, and
Compliance with regulations. Our unique GROW & PROTECT WITH MSTC™ program makes it easy for our bank partners to GROW their non-interest income while PROTECTING their customers or members from taking their dollars elsewhere. We are an independent, fully disclosed, introducing broker/dealer specializing in providing turnkey investment services divisions to community-minded financial institutions. Our focus is on growing a new non-interest revenue stream for the institution through the investment services division - or turning an underperforming investment services division around - and protecting the institution from customer attrition by helping it become a true full-service financial solutions provider. Securities are: not federally insured; not a deposit or other obligation of, or guaranteed by, the depository institution; subject to investment risks, including possible loss of the principal amount invested. Securities, Insurance, and Investment Advisory Services are offered through Midwestern Securities Trading Company, LLC. Third-party posts that appear on this social media site have not been reviewed or approved by Midwestern Securities or its principals for completeness or accuracy. Additionally, it should be noted the information that has been posted by third parties does not necessarily reflect the views or opinions of Midwestern Securities or its advisers. Some third-party posts may be reviews or testimonials. Midwestern Securities does not provide compensation for such reviews/testimonials. Reviews and testimonials may not be representative of the experience of other clients. Information provided by Registered Representatives of Midwestern Securities Trading Company, LLC is neither tax nor legal advice. Investors should speak to their tax professionals for specific information regarding their individual tax situations. To learn more about the securities industry, visit the following industry websites:
www.finra.org
www.sipc.org

Check the background of this financial professional on FINRA's BrokerCheck. https://brokercheck.finra.org/


This communication is strictly intended for individuals residing in the United States.

Whether you're traveling by car, plane, or spaceship, we wish all our conference attendees safe travels on their journey...
10/18/2026

Whether you're traveling by car, plane, or spaceship, we wish all our conference attendees safe travels on their journey to our CEO & Advisor Forum! 🚗✈️🚀

Midwestern Securities' backpack was spotted making its way from South Carolina!

We can't wait to see everyone soon. Safe travels! &AdvisorForum

Today Cassie Taraboletti, CFP®, is celebrating her 21st work anniversary with Midwestern Securities! 🎉📆As President, Cas...
10/17/2026

Today Cassie Taraboletti, CFP®, is celebrating her 21st work anniversary with Midwestern Securities! 🎉📆

As President, Cassie leads the day‑to‑day operations of Midwestern Securities, ensuring that every team works collaboratively toward the company’s strategic goals for growth, innovation, exceptional service, and unwavering compliance.

Cassie, thank you for all you do to lead our company with dedication and integrity!

Who doesn't love office bagels for Boss's Day?🥯🎉Today is National Boss's Day, and our team wanted to take a moment to re...
10/16/2026

Who doesn't love office bagels for Boss's Day?🥯🎉

Today is National Boss's Day, and our team wanted to take a moment to recognize the wonderful leadership team that keeps Midwestern Securities pursuing excellence, chasing continuous learning, and taking joy in the journey.

The countdown is on with only 4 days until liftoff! 🚀🌙Midwestern Securities is gearing up for our 2026 CEO & Advisor For...
10/15/2026

The countdown is on with only 4 days until liftoff! 🚀🌙

Midwestern Securities is gearing up for our 2026 CEO & Advisor Forum on Monday, Oct. 19, and Tuesday, Oct. 20. We're looking forward to bringing our partners together for two days of team-wide training, a stellar lineup of industry speakers, applicable breakout sessions, networking, and an awards ceremony dinner. 🏆

Check your Beacon for the full agenda and get ready for an out-of-this-world 2 days!

As a reminder, the CEO & Advisor Forum is a Midwestern Securities partner-only event and a complimentary training retreat we host each year for our advisors and partner leadership.

Midwestern Securities is celebrating Kris Kopczynski's 5th work anniversary with our team! 🎉📆As Back Office Manager, Kri...
10/04/2026

Midwestern Securities is celebrating Kris Kopczynski's 5th work anniversary with our team! 🎉📆

As Back Office Manager, Kris Kopczynski ensures our back office work is completed accurately, consistently, and quickly. From assistance with paperwork to fielding technology issues, she helps our operations team handle advisors’ day-to-day operational aspects of their job so that they can focus on assisting their clients.

Kris, thank you for all you do!

We wish our employees with October birthdays a very happy birthday month! Midwestern Securities is grateful to have each...
10/02/2026

We wish our employees with October birthdays a very happy birthday month! Midwestern Securities is grateful to have each of you on our team! 🎂

🎉October 7 - Kyle Griffith
🎉October 18 - Martin Dahlquist
🎉October 22 - Raelyn Reedy
🎉October 29 - Shane Speten

Midwestern Securities is celebrating Troy Martina's 9th work anniversary with our team! 🎉📆As a Chief Compliance Officer,...
09/27/2026

Midwestern Securities is celebrating Troy Martina's 9th work anniversary with our team! 🎉📆

As a Chief Compliance Officer, Troy leads our Compliance & Standards team in maintaining oversight of our network of financial advisors. He works with the team to review and approve accounts, licenses, marketing, and communications.

Troy, thank you for all you do!

We came. We bowled. We occasionally hit something other than the gutter. 🎳 Nothing like a little friendly competition to...
09/25/2026

We came. We bowled. We occasionally hit something other than the gutter. 🎳 Nothing like a little friendly competition to bring the teams together!

Thank you to everyone who bowled, cheered, and made it a fun night to remember.

09/22/2026

Estate planning, generational wealth, and financial planning go beyond investing. Learn how advisors, attorneys, and CPAs work together to help families preserve wealth, reduce estate taxes, and transfer assets to the next generation.

Hear Mike Graham explain why the strongest client relationships are built on solving life's biggest financial challenges, not chasing benchmarks or focusing on fees. Helping families create lasting wealth is what turns financial advice into a lifelong partnership.

🎙Listen to the full discussion on Banking on Growth's latest podcast episode.

It's not too late to join us for our upcoming free CE webinar exploring Cash Balance Retirement Plans and how they can c...
09/18/2026

It's not too late to join us for our upcoming free CE webinar exploring Cash Balance Retirement Plans and how they can complement traditional 401(k) plans.

📅 Wednesday, September 23, 2026
🕐 1–2 PM CST
💻 Online webinar | Register here: https://register.gotowebinar.com/register/2970840192880029532
🎓 CE credit available

During this course, you’ll learn how cash balance plans work, when they may be appropriate, and how they can be coordinated with 401(k) plans. We’ll also cover plan design considerations, investment structure, reporting and compliance requirements, and the process of establishing a cash balance plan.

Learning objectives include:
• Identifying when cash balance plans may be appropriate
• Understanding cash balance and 401(k) coordination
• Learning how cash balance plans operate
• Becoming familiar with investment processes and structure
• Understanding the roles and responsibilities of the cash balance team

Whether you are looking to expand your retirement planning knowledge or identify additional strategies for business-owner clients, this webinar provides an opportunity to build your expertise while earning CE credit.

👉 Full course details can be found here:https://midwesternsecurities.com/wp-content/uploads/2026/09/2026-09-CE-course-invite-Cash-Balance-Plans-V2.pdf

Address

235 Everett Street
East Peoria, IL
61611

Opening Hours

Monday 8:30am - 4:30pm
Tuesday 8:30am - 4:30pm
Wednesday 8:30am - 4:30pm
Thursday 8:30am - 4:30pm
Friday 8:30am - 4:30pm

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