Advisor Resource Council

Advisor Resource Council Providing independent financial advisors with resources and support to define their own success.

Advisor Resource Council is a registered investment advisor providing independent financial advisors with the necessary resources and support to manage their practice and define their own success. Advisor Resource Council’s social media sites may contain links to articles or other information that are contained on a third-party website. Advisor Resource Council does not endorse nor accept responsi

bility for the content, or the use, of the website. Advisor Resource Council assumes no liability for any inaccuracies, errors, or omissions in or from any data or other information provided on the pages. Advisor Resource Council does not review content, advertisements, activities, or any other information posted on sites linked by third parties. Any opinions or statements posted by third parties are their own and may not be representative of the experience of others or indicative of future performance or success. Comments and posts are opinions of the date noted and are subject to change.

05/28/2026

AI tools are showing up in advisor practices everywhere. The compliance conversation hasn't caught up.

That does not mean advisors get to wait.

Three things worth having in place right now, regardless of where formal SEC guidance lands:

A human reviewing AI-generated content before it reaches clients. The advisor (or a qualified reviewer) needs to own the final version.

A simple, written list of which AI tools your firm uses and what they access. You do not need a 40-page policy. You need a clear record.

Client disclosure when AI tools record or transcribe your meetings. If a tool is capturing the conversation, clients should know that before it starts.

The advisors building these habits now are in a better position when formal guidance arrives. And it will arrive.

Drop your questions below or send us a message. Building compliant AI workflows into your practice is something ARC-affiliated advisors work through with our compliance team regularly.

advisorresourcecouncil.com/contact-us

The ARC family just got a little bigger. Welcome, Jeff Carroll of Carroll Wealth Management!Jeff has 34 years in financi...
05/27/2026

The ARC family just got a little bigger. Welcome, Jeff Carroll of Carroll Wealth Management!

Jeff has 34 years in financial services and a clear philosophy: each client is different and deserves a more personalized approach. He started his career at Merrill Lynch in 1992 and built his firm around that same principle.

Outside the office, Jeff is an avid pickleball player who loves spending time with his wife Lyn, their two kids, and two grandsons. Sounds like the good life to us.

Jeff, we're glad to have you. Welcome to the community!

05/26/2026

When evaluating a move, most advisors get distracted by the transition package.

That big upfront check feels like hitting the lottery. But if you're planning to grow your practice over the next 10-15 years, there's a break-even point where that check stops making sense.

John Andrews walks through the due diligence questions advisors should be asking about growth potential, cost structures, and long-term value.

🌐Visit www.advisorresourcecouncil.com to learn more about how we help advisors evaluate whether ARC is the right fit for their practice.

05/22/2026

The headline payout gets attention. But it's rarely the full story.

Most advisors focus on the big number without understanding what comes with it, or more importantly, what doesn't.

Hidden costs like platform fees, franchise fees, and technology expenses can turn a 95% payout into something much lower.

John Andrews explains why your grid isn't really your grid until you account for what's being taken out on top.

📢Watch the full clip below to learn more.

A great compliance team should not feel like a hurdle. 🚧It should feel like a partner.Solid compliance programs are buil...
05/20/2026

A great compliance team should not feel like a hurdle. 🚧

It should feel like a partner.

Solid compliance programs are built on:
✔️ Accessibility
✔️ Collaboration
✔️ Confidence

Because advisors need more than rules, they need support that helps keep business moving forward.

When compliance teams work WITH advisors instead of against them, growth becomes a lot easier to navigate.

That is the kind of partnership ARC believes in.

👉 Learn more about our advisor community: advisorresourcecouncil.com/contact-us

05/18/2026

When an advisor asks about payout, there's usually something deeper going on.

It's not really about the percentage.

It's about transparency, value, or feeling capped at their current firm.

The "show me the money" conversation is often a proxy for bigger frustrations with their business model.

John Andrews, ARC's Director of Growth, breaks down what's really behind the payout question and what advisors should be focusing on instead.

Watch the full clip below to learn more. 👇

If regulators showed up tomorrow… would your firm be ready? In 2026, the spotlight is on:✔️ Marketing compliance✔️ Books...
05/15/2026

If regulators showed up tomorrow… would your firm be ready?

In 2026, the spotlight is on:
✔️ Marketing compliance
✔️ Books & records
✔️ Cybersecurity

The challenge is no longer just “being compliant.”

It is proving it quickly.

Documentation, accessibility, and proactive systems matter more than ever—and the firms that stay ahead are the ones treating compliance like a business strategy, not an afterthought.

Questions about where your firm stands? Reach out at advisorresourcecouncil.com/contact-us

We’re excited to welcome Honileth Virani to the ARC team as our new Advisor Partnerships Manager!Honileth brings more th...
05/14/2026

We’re excited to welcome Honileth Virani to the ARC team as our new Advisor Partnerships Manager!

Honileth brings more than 18 years of financial services experience and a passion for building meaningful advisor relationships. In her new role, she’ll be working closely with advisors to support relationship development, asset retention initiatives, and business growth opportunities across the ARC community.

Her industry knowledge, collaborative mindset, and relationship-focused approach make her a fantastic addition to our team, and we’re thrilled to have her on board.

Please join us in giving Honileth a warm welcome to ARC!

05/14/2026

Compliance should not feel like a roadblock.

The best firms do not just say “no.”
They ask:

“How can we make this work while protecting the advisor and the client?”

That difference matters.

A strong compliance partnership can help advisors grow with more confidence, less friction, and better support along the way.

If you are exploring a new RIA home, ask about the compliance culture.

Is it a “no” culture…
or a “how” culture?

👉Learn more about how ARC supports its advisors at advisorresourcecouncil.com/contact-us

Quick reminder, advisors!Join the AIQ team this morning at 10AM CT for the aiQmunity Quarterly Call as we discuss the cu...
05/08/2026

Quick reminder, advisors!

Join the AIQ team this morning at 10AM CT for the aiQmunity Quarterly Call as we discuss the current market outlook and key trends advisors should be watching.

Today | 10:00–10:45 AM CT

Looking forward to a great conversation and valuable insights for the quarter ahead.

See you there!

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