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Halo Investing Award-winning tech platform disrupting how protective investment solutions are used worldwide. *Halo Investing is not a broker/dealer.

Securities offered through Halo Securities LLC, a SEC-registered broker/dealer and member of FINRA/SIPC. Halo Securities LLC is affiliated with Halo Investing. Halo Securities LLC Acts Solely as distributor/selling agent and is not the guarantor of any structured note products. Check the background of Halo Securities LLC on FINRA BrokerCheck. 2022 © Halo Investing

10/15/2026

Five years ago, Sean Brophy was new to structured notes. Today, he's the go-to structured notes expert at his firm.

"What I love working with Halo is problem solvers. In our business, every situation is basically unique."

The platform became his fastest path to expertise.

"I had to become a SME very quickly, and using the platform to do it was an enormous help. I'm now kind of the structured notes guy at the firm."

His favorite feature says a lot about how he works with clients now: "The note creator is my favorite feature of all. The price discovery is amazing. You can really get a sense of how to set client expectations very quickly."

The shift in his own thinking has been just as notable. "We sold against them for years. That switch flipped very quickly for me once I started being on that platform and seeing what's really available."

Watch the full conversation with Sean Brophy below!

🤝 Halo is partnering with Composition WealthComposition Wealth, a national RIA firm, now has access to Halo's platform a...
10/13/2026

🤝 Halo is partnering with Composition Wealth

Composition Wealth, a national RIA firm, now has access to Halo's platform and Aura Portfolio Simulator to help its advisors model, explain, and support Structured Notes strategies within client portfolios.

Halo is proud to support Composition Wealth in its continued growth and to give its advisors protective investment solutions that fit their existing workflows and investment philosophy.

Read the full announcement here: https://bit.ly/3Up3pxB

10/06/2026

When Liam Garvey's team needed a partner to service their existing annuities and keep supporting clients, they started asking around: does anybody do this?

They found Halo.

"Transitions are always challenging, but it was fairly straightforward. We were able to do it in a couple of months with a couple hundred annuities."

The payoff wasn't just operational. It changed what they could offer clients.

"This allows it to give more of the client's money back to them or grow it at a better pace, because the fees on a similar solution are less expensive. But it's the same competency. It's as good as what they were using before."

His advice to advisors still on the fence: "Why are they hesitant? It's super efficient."

Watch the full conversation with Liam Garvey, CFO and Senior Financial Advisor at AFIN Family Wealth Management.

📍 Halo is headed to the MMI Annual Conference for three days in Boston with the leaders shaping where investment advice ...
09/30/2026

📍 Halo is headed to the MMI Annual Conference for three days in Boston with the leaders shaping where investment advice goes next.

Who you'll find there:

Alex Rabinovich — Global Head of Sales
Keith Van Name — Head of Enterprise Sales
Andrew Scherer — Portfolio Specialist

Whether you want to talk structured notes, annuities, managed solutions, or just compare notes on what's actually working for advisors right now, we'd love to connect.

🤝 Send us a DM ahead of time to get something on the calendar, or find us in Boston.

🌊 What a week at the world's largest wealth festival!!Our team spent last week in Huntington Beach, alongside the adviso...
09/24/2026

🌊 What a week at the world's largest wealth festival!!

Our team spent last week in Huntington Beach, alongside the advisors, wealth management executives, and fintechs shaping the future of the industry. Four days of meetings, sessions, and conversations on the lawn.

Representing Halo on the ground:
Alex Rabinovich, CFA, Global Head of Sales
Keith Van Name, Head of Enterprise Sales
Chris Sullivan, Regional Vice President
Mike Carmody, Business Development Director

Thanks to everyone who stopped by to talk. If we met and didn't get to finish the conversation, or if we missed you entirely, drop a comment or send us a message. Our team is working through follow-ups this week!

🔗 More on the event: https://bit.ly/4hqYKCY

🎤 Halo CEO Matt Radgowski is speaking at SRP Americas 2026 TOMORROW📅 Wednesday, September 23 🕥 10:30 - 11:00 am 📍 Fairmo...
09/22/2026

🎤 Halo CEO Matt Radgowski is speaking at SRP Americas 2026 TOMORROW

📅 Wednesday, September 23
🕥 10:30 - 11:00 am
📍 Fairmont Scottsdale Princess, Scottsdale, AZ

Matt joins a panel with Marie-Laure Dang (BNP Paribas) and Bob McDermott (InspereX) to discuss “Structured Notes as Portfolio Architecture.”

The conversation will cover:
🏗️ Where structured notes fit alongside traditional allocations
⚖️ How advisors are thinking about defined outcomes in portfolio construction
🔧 What issuers, platforms, and distributors each bring to the table
📈 How the conversation with clients is evolving

🔗 Full agenda: https://bit.ly/4AqhMls

🌵 Halo is headed to SRP Americas 2026!We'll be on the ground Sept 22-24 at the Fairmont Scottsdale Princess for the stru...
09/21/2026

🌵 Halo is headed to SRP Americas 2026!

We'll be on the ground Sept 22-24 at the Fairmont Scottsdale Princess for the structured products industry's flagship gathering.

Come find us at the Halo booth. Representing our team this year:
👤 Matt Radgowski, CEO
👤 Frank Madalone, Head of Trading & Issuer Relations
👤 Harry McCabe, Institutional Business Development Director
👤 Scott Watson, Trade Operations Lead

Going to be in Scottsdale? Drop a comment or send us a message, we'd love to set up time to connect.

🔗 Event details: https://bit.ly/4y6ERYN

09/17/2026

Every fintech says they have a great platform. Katie Johnson, Managing Director at Elevation Point, looks for something else in a partnership.

"What I've loved about working with Halo is really the people behind it. They're the best in the industry, best in class. They're people you want to sit next to at dinner, the first ones to go above and beyond any request."

For advisors navigating sophisticated conversations with clients, that partnership matters. "It's that level of sophistication that empowers our advisors to have those types of conversations with their clients."

It's a philosophy that echoes Elevation Point's own core values: raise the bar, better together.

"It's a win-win for the client, the advisor, Halo, and Elevation Point."

Watch the full conversation with Katie Johnson, Managing Director, Head of Wealth Solutions at Elevation Point.

Last night, Halo was honored to receive TWO Wealth Management Industry Awards! 🏆 Insurance for our Legacy Book Annuity &...
09/11/2026

Last night, Halo was honored to receive TWO Wealth Management Industry Awards!

🏆 Insurance for our Legacy Book Annuity & Insurance Service
🏆 Technology Providers, Portfolio Analytics for Aura

We are grateful to Wealth Management and this year's judges for the recognition, and to the advisors and institutions who trust us with their work. These awards reflect the problems they bring to us and the standards they hold us to.

Congratulations to all of this year's winners and finalists. It was a privilege to spend the evening among peers advancing the industry.

Representing Halo at the event:
👤 Matt Radgowski, CEO
👤 Alex Rabinovich, CFA, Global Head of Sales
👤 Joe Gerard, Head of Insurance
👤 Keith Van Name, Head of U.S. Enterprise Sales
👤 Vlad Moldavskiy, Head of Growth
👤 Michael Carmody, Enterprise Business Development Director

Our thanks to the entire Halo team, whose work made this recognition possible.

The S&P 500 grew earnings more than 50% last quarter, the fastest pace in five years.Strip out Alphabet and Amazon and t...
09/10/2026

The S&P 500 grew earnings more than 50% last quarter, the fastest pace in five years.

Strip out Alphabet and Amazon and that number falls to 32%.

Much of the difference sits in a line item most investors never look at. Alphabet's Q2 included a $99 billion gain on equity securities, largely from its SpaceX and Anthropic stakes. That flowed through "other income" and added $6.26 to diluted EPS. Nearly all of it is locked up and unsellable until 2027.

It is a real economic asset. It is not recurring operating profit. And it is one of four unusual tailwinds behind this year's profit surge, alongside historic AI capex, tariff refunds, and a strong refund season for consumers.

Meanwhile, the 30-year Treasury hit a 19-year high, US debt crossed $40 trillion, and the Treasury Department is improvising tools to manage its own market.

None of that is a reason to sit out. It is a reason to understand what is actually driving returns.

Our September market note breaks down all four profit drivers. Link in comments.

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