Our Company consists of:
β’ Former examiners
β’ Compliance officers
β’ Attorneys
β’ Blue Sky experts
Experience in the Hot Issues! (Dodd-Frank, Form PF, Jobs Act, Crowd Funding, Regulation A)
Our services include:
β’ State and Federal Fillings
β’ Public and Private Offerings - Reg D, Reg A, S-1
β’ Compliance, Registration and Maintenance
β’ Secondary Trading, Employee Stock Options
β’ Research and Informational Services
β’ BD, IA, Compliance and Registration
β’ Unique and Innovative Multiple Licensing System
Our Clients Include:
β’ Investment Companies
β’ Hedge Funds
β’ REIT's
β’ Law Firms
β’ CPA's/Accountants
β’ Broker Dealers
β’ Investment Advisors
β’ Public and Private Companies
β’ Investment Relations
β’ Fund Administrators