NAPA Premier E&O Program

06/08/2026

Thinking about going independent? Learn how to break away from a traditional firm and build a thriving practice on your own terms with this step-by-step guide for investment advisors. Explore the key considerations, benefits and strategies to make a confident transition.

“Breaking away” is a common term used to describe securities registered representatives who leave their wirehouse broker-dealers to...

05/22/2026

In observance of the Memorial Day holiday, our customer care center will be closed on Monday, May 25th. We will reopen for normal business hours from 8 a.m. (ET) to 6 p.m. (ET) on Tuesday, May 26th.

05/11/2026

Thinking about becoming a registered investment advisor (RIA)? This guide breaks down the key steps, licensing requirements and considerations to help you start and grow your RIA with confidence.

The rewards of becoming a registered investment advisor (RIA) have been well documented. For the right person transitioning from the securities...

05/05/2026

Our customer care center will close at 12 p.m. (ET) on Wednesday, May 6th and will reopen for normal business hours from 8 a.m. (ET) to 6 p.m. (ET) on Thursday, May 7th.

04/13/2026

Cyber liability insurance is increasingly required for RIAs by custodians and partners. Learn what it covers, how requirements work and how to prepare for underwriting and cyber risk.

Cyber liability insurance is now required for many RIAs. Learn coverage basics, custodian requirements and how to prepare for underwriting and cyber risk.

03/18/2026

Join NAPA for an educational webinar designed to help agents and advisors better understand how AI is being used in the industry today, examine potential exposures and discuss practical considerations for incorporating emerging technologies into your processes responsibly.

👉 Register now: https://attendee.gotowebinar.com/register/7832424310308841304

03/16/2026

New RIAs face their highest risk in the first 12–24 months—learn why E&O insurance is essential to protect against early‑stage mistakes, compliance gaps, and costly claims.

Key Insights (TL;DR) New RIAs face elevated operational and compliance risks during their first year, when documentation systems, supervisory...

03/10/2026

Explore the current state of AI in insurance, uncover operational efficiency gains, navigate regulatory and liability risks, and gain practical governance and implementation strategies to move forward with confidence.

👉 Register now: https://attendee.gotowebinar.com/register/7832424310308841304

03/02/2026

Rising litigation, surging E&O rates and the growing complexity of private‑market investments are reshaping the risk landscape for RIAs—discover what’s driving these pressures and how firms can protect themselves in 2026.

Key Insights (TL;DR) Litigation risk for RIAs is rising in 2026 as private-market allocations expand, fiduciary expectations intensify and...