NAPA Premier E&O Program

10/12/2026

⚠️ One E&O claim can put your RIA firm at serious financial risk.

Learn how issues like undisclosed conflicts of interest, inadequate client servicing and cybersecurity failures have led to costly claims against investment advisors. More importantly, discover the steps you can take to help protect your firm.

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09/17/2026

Technology isn't replacing investment advisors. It's helping them build stronger client relationships.

From personalized communication and client portals to video meetings and digital touchpoints, learn how today's advisors can create meaningful digital experiences that keep clients connected and engaged.

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09/04/2026

In observance of the Labor Day holiday, our customer care center will be closed on Monday, September 7th. We will reopen for normal business hours from 8 a.m. (ET) to 6 p.m. (ET) on Tuesday, September 8th.

08/10/2026

Got a client who constantly second-guesses your advice or expects the impossible? These practical strategies can help you navigate tough conversations and keep relationships on track.

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07/13/2026

Want to grow your RIA client base? Learn how digital marketing, referrals and clear positioning can help you attract the right clients without relying solely on cold calls.

Are you looking to grow your RIA firm’s client base? Then make sure you’re taking full advantage of digital marketing techniques, along...

06/30/2026

In observance of the Independence Day holiday, our customer care center will be closed on Friday, July 3rd. We will reopen for normal business hours from 8 a.m. (ET) to 6 p.m. (ET) on Monday, July 6th.

06/08/2026

Thinking about going independent? Learn how to break away from a traditional firm and build a thriving practice on your own terms with this step-by-step guide for investment advisors. Explore the key considerations, benefits and strategies to make a confident transition.

“Breaking away” is a common term used to describe securities registered representatives who leave their wirehouse broker-dealers to...

05/22/2026

In observance of the Memorial Day holiday, our customer care center will be closed on Monday, May 25th. We will reopen for normal business hours from 8 a.m. (ET) to 6 p.m. (ET) on Tuesday, May 26th.

05/11/2026

Thinking about becoming a registered investment advisor (RIA)? This guide breaks down the key steps, licensing requirements and considerations to help you start and grow your RIA with confidence.

The rewards of becoming a registered investment advisor (RIA) have been well documented. For the right person transitioning from the securities...