03/12/2025
BRAZILIAN LTNS "Z" SERIES INFORMATION AND BRIEFING, INCLUDES KYC TEMPLATES
Dear Friend,
and Business Acquaintances
More Holders of LTNs than ever are realizing now that there is a way to get their LTN(s) into a Tier One Trading Program.
There is a correct way to accomplish this and here is the information to do so:
RE: LTN required KYCs, please make sure the LTN Holders have the correct KYC.
Brazilian Z Series LTNs only, required KYC (E4), here are two KYCs, one for Individual Holders; and the other if for a corporation. The requirements are to complete the KYC, include current Black Screens (English pages usually 6 to 10 are in English); and a current BCL / RWA from the CB must also be included in the required KYC (E4) edition.
We are delighted to have this opportunity. I am also including a briefing from the Tier One Trading Group (see attachment included) which illustrates the three to four bullets included in this program.
Requirement (1) Correct KYC (E4) Tier One Trading Group KYC, please be sure, do not delete any pages, answer any question with (N/A) if the answer is not known, but do not leave any question unanswered.
Requirement (2) The BCL / RWA is essential, see this sample to be given to the LTN Holder to provide to their bank officer if necessary.
Also, please make sure they receive these instructions, as the presentation of the KYC is essential, it must be professional and complete,
Requirement (3) currently dated Black Screens must be included in the KYC (E4) when presented, only the English pages are required, (usually pages 6 thru 10)
· See attached KYC formats Corporate (E4) and Individual Holders KYC (E4)
· See attached sample BCL / RWA Letter to be sent by the LTN Holder to the CB requesting a current BCL/RWA.
· See Tier One Trade Group Briefing which includes:
Description of Programs: Following 4 programs are available for client to enter ‘consecutively’: 1. Two ‘7 day Bullet Programs’ with the original funds (capital) plus proceeds of these two programs being entered into the next phase.
2. One ‘10 day Bullet Program’ (with the option to participate in a second 10 day Bullet) with the original funds plus proceeds from the three previous programs -- being entered into the next phase.
3. A ‘40-Week Program’ (one year) paid weekly, with the proceeds of this program entered into the next phase which is:
4. An ‘Ever-Green’ Program paid weekly (participation only if funds from the prior programs are being used in some way for projects).
*Also note, the compensation options for the introducing Consultants will be discussed once there is a known transaction, thank you.
Best Regards,
100M CASH, INSTRUMENTS OR HARD ASSET ‘TIER ONE’ PROGRAM (E1)
This ‘Tier One’ private placement program will accept USD or EURO Cash in Top 100 World Banks in the USA, Canada, United Kingdom, Europe, Hong Kong and Singapore. It will also accept ‘Bank Issued’ MTNs and SBLCs plus many Hard Assets. This ‘Hard Asset’ feature is available because the ‘Monetizing Bank and ‘Trading Bank’ work together to provide a ‘trading line’ for placement in the Trade Program
Maximum Entry Level: There is no Maximum.
Minimum Entry Value: 100 Million Cash (or trading line after monetizing asset) for entry into the program. The minimum ‘appraised’ asset value will be determined by the Loan to Value (LTV) which the monetizer will be able to secure on the asset submitted for participation. In ‘most’ instances, the ‘LTV’ will not be less than 50% of the ‘appraised’ value of the Asset. Therefore most approved Assets with an ‘appraised’ value of USD 200 Million should be acceptable. A Top Bank issued MTN or SBLC in the Beneficiary’s account is expected to have an LTV of 80%.
Acceptable Assets: The following assets (subject to due diligence requirements) are usually acceptable: Cut & Uncut Gems, Gold and other precious metals, Fine Art Paintings, Copper Wire and Powder, ‘Interest’ on Heritage Funds, ‘Regular’ Heritage Funds -- ‘ONLY IF’ the funds are in a Bank Account in the Name of the ‘funds owner’ who is requesting participation in the Program. In-Ground Assets (mines/oil), Brazilian Series ‘Z’ LTNs and MTN and SBLC Bank Instruments (issued by top world banks). Even loaded VISA Cards (50B min.) can be monetized. Other assets are considered for monetizing on a ‘case-by-case’ basis.
Description of Programs: Following 4 programs are available for client to enter ‘consecutively’:
1. Two ‘7 day Bullet Programs’ with the original funds (capital) plus proceeds of these two programs being entered into the next phase.
2. One ‘10 day Bullet Program’ (with the option to participate in a second 10 day Bullet) with the original funds plus proceeds from the three previous programs -- being entered into the next phase.
3. A ‘40-Week Program’ (one year) paid weekly, with the proceeds of this program entered into the next phase which is:
4. An ‘Ever-Green’ Program paid weekly (participation only if funds from the prior programs are being used in some way for projects).
Fees: 2% (1% Buy Side - closed) and 1% Sell Side (up to 5 names allowed in the Genealogy) with each listed Agent being responsible for paying any referrals they may have via an Agent Sub-Fee Agreement.
Cash, Bank Instrument or Hard Asset ‘Tier One’ Program (E1) Page 1 of 2
Procedure:
1. Submit one of the 3 ‘supplied’ KYC formats for: Hard Assets, Bank Instrument or Cash with the requested documents listed in KYC plus Genealogy & CIS/Passport for Agents listed in Genealogy.
2. Within a week or so, an indication of acceptability will be provided to the submitting party; at which time any additional information will be requested. Timing for Assets will be: 5-6 weeks for the Due Diligence and Contract. Then 3 weeks for Monetizing and the LTV going into Trade. Timing for Cash will be: 4-5 weeks total for the Due Diligence, the Contract and going into Trade.
3. Placement representative contacts client re update + possible request for additional information.
4. A Contract will be issued to the client for review plus answering any questions and signing it back.
5. Actions required under the terms and conditions of the contract will be undertaken in order to get the Cash, Asset or Bank Instrument ready for participation. When an Asset (other than Cash or MTN/SBLC has been submitted) the platform retains a bank to monetize (secure a line) against the asset. The Monetizing Bank will depend on type of Asset and where Asset is presently located.
6. The Loan-to-Value (LTV) secured credit facility on the Bank Instrument, Asset is placed in Program.
Notes:
1. When submitting Assets - confirmation of ownership is required: Bill of Sale, Safekeeping Receipt plus Analysis Report and Appraisal re Asset’s value -- depending on the type Asset - with the KYC.
2. When submitting Cash – to be included in KYC is a current ‘Proof of Funds’ (bank statement) along with confirmation (RWA) from Client’s bank that upon the Client’s request, their Bank will link their account to the Trader’s Bank, through the use of a Swift MT 542 or a MT 760.
3. When submitting a MTN or SBLC -- the KYC will require a copy of the ‘black screen’ along with a Bank ‘RWA’ confirming upon the Client’s request, the Bank will issue either a MT 542 or MT760 Swift, to link the ‘Top Bank’ issued MTN/SBLC (in the client’s bank account) to the Trader’s Bank.
4. Once trading starts; client can withdraw funds from the trading account at the end of each Bullet Program, or the end of each week of trade -- for the 40-Week or 3 to 5 year Ever-Green Program.
5. Assets must have an appraised ‘minimum’ value of USD 200M. As a result, the Asset is normally in a Bank or a Security Warehouse with a ‘Safekeeping Receipt’. If the storage facility is a ‘recognized entity’ the SKR (plus Appraisal) can be used for Monetizing and the Asset won’t need to be moved.
6. The ‘Tier One’ trade platform works with monetizing banks which are ‘retained’ to provide ‘secure credit facilities’ to monetize client’s Assets for entry to their Program. Therefore, the Bank used for Monetizing – will depend on the type of Asset and where (country) the Asset is located in.
7. Clients are asking bankers to ‘defer’ the cost of Swifts until getting paid from the first 7 Day Bullet.
Cash, Bank Instrument or Hard Asset ‘Tier One’ Program (E1) Page 2 of 2
Hi ,
The client must use the KYC Template from the Tier One Asset Program as attached. Also an Attorney Attestation Letter is required as well, please see requirements below. I have also provided the template of the RWA/BCL Letter for the Banco Central Do Brasil, please request the business cards for the 2 Bank officers as well. We need updated Black Screens English pages 6 to 10 of Bacen. Please have the client fill out to the best of his ability and provide the KYC in word format unsigned so that we can review and correct if needed, then we can return for signature and submit.
