Hong Kong Securities and Investment Institute - HKSI Institute

07/08/2026

𝗩𝗶𝗿𝘁𝘂𝗮𝗹 𝗮𝘀𝘀𝗲𝘁𝘀 𝗮𝗿𝗲 𝗿𝗲𝘀𝗵𝗮𝗽𝗶𝗻𝗴 𝘁𝗵𝗲 𝗳𝘂𝘁𝘂𝗿𝗲 𝗼𝗳 𝗳𝗶𝗻𝗮𝗻𝗰𝗲
From tokenisation and stablecoins to VATPs and custody solutions, stay ahead of the latest developments with our August VA training series. Gain practical insights into the evolving VA ecosystem and its impact on financial services.

Register for the webinars now and get started:

👉 [11 Aug] Introduction to Tokenisation
https://bit.ly/4pYKHIs

👉 [12 Aug] Understanding Virtual Assets and VATPs
https://bit.ly/4yZrbQc

👉 [18 Aug] Virtual Asset Custody for Asset Management
https://bit.ly/4wKAty9

👉 [21 Aug] Tokenisation and Stablecoins: Building the Next Generation of Financial Market Infrastructure
https://bit.ly/4xjV7Vw

👉 [25 Aug] Understanding the Stablecoin Ecosystem
https://bit.ly/4q6P7NI

06/08/2026

如何在業務增長與合規要求之間取得平衡？

歡迎金融從業員親臨現場，與業界專家及同業交流。本研討會由Jerry Hung 擔任主講，將聚焦內地企業及跨境客戶開戶審查中的常見風險盲點，並探討如何建立更具防禦性的客戶盡職審查及覆核流程、強化持續監控及提升跨境客戶風險管理成效。

立即參加 https://bit.ly/3TutTwR

場地贊助：Dun & Bradstreet Hong Kong

隨着跨境業務往來日益頻繁，客戶結構及監管要求愈趨複雜，金融機構除了做好開戶審查，更需要加強「開戶後」的持續監控，建立更具前瞻性的客戶風險管理框架，才能在業務發展與合規要求之間取得平衡。

本研討會邀請鄧白氏香港金融機構業務主管熊天豪先生 (Jerry Hung) 擔任主講，透過實際案例分享實務經驗，深入探討：
✅ 跨境客戶管理常見風險盲點
✅ 客戶開戶、審查及覆核流程優化策略
✅ 持續監控的實務應用
✅ 風險管理案例分析及實踐經驗分享

立即參加 https://bit.ly/3TutTwR

特別鳴謝 Dun & Bradstreet Hong Kong 贊助活動場地。

#跨境業務 #風險管理 #合規管理

05/08/2026

𝗟𝗼𝗼𝗸𝗶𝗻𝗴 𝘁𝗼 𝗱𝗲𝗲𝗽𝗲𝗻 𝘆𝗼𝘂𝗿 𝘂𝗻𝗱𝗲𝗿𝘀𝘁𝗮𝗻𝗱𝗶𝗻𝗴 𝗼𝗳 𝗼𝗳𝗳𝘀𝗵𝗼𝗿𝗲 𝘀𝘁𝗿𝘂𝗰𝘁𝘂𝗿𝗶𝗻𝗴 𝗮𝗻𝗱 𝗴𝗮𝗶𝗻 𝘁𝗶𝗺𝗲𝗹𝘆 𝗶𝗻𝘀𝗶𝗴𝗵𝘁𝘀 𝗶𝗻𝘁𝗼 𝘁𝗵𝗲 𝗻𝗲𝘄 𝗖𝗮𝘆𝗺𝗮𝗻 𝗰𝗮𝗽𝗶𝘁𝗮𝗹 𝗿𝗲𝗱𝘂𝗰𝘁𝗶𝗼𝗻 𝗿𝗲𝗴𝗶𝗺𝗲?

Join Mr Vincent Chan, Partner of Appleby's Hong Kong office, for a practical discussion on the latest developments in Cayman capital reduction under the new regime and their impactions. Discover the key differences between the Cayman Islands, the British Virgin Islands and Bermuda, as well as the emerging market trend.

Register now: https://bit.ly/4fEhY8l

05/08/2026

We are delighted to announce our 2026 Honorary Fellow, Mr 𝗟𝗮𝘂𝗿𝗲𝗻𝗰𝗲 𝗟𝗶, alongside our three newly appointed Senior Fellows, Mr 𝗔𝗻𝗱𝗿𝗲𝘄 𝗖𝗵𝗲𝗼𝗻𝗴, Prof 𝗠𝗮𝗿𝘃𝗶𝗻 𝗟𝗮𝗶 and Ms 𝗔𝗴𝗻𝗲𝘀 𝗧𝘀𝗼.

Join us at our exclusive Members' Autumn Dinner on 10 November 2026 as we celebrate Mr Li's outstanding leadership and long-standing contributions to Hong Kong's financial services industry.

We will also honour our Senior Fellows, whose years of dedicated service to the as reviewers, moderators and trusted advisors have helped uphold professional standards, nurture talent and strengthen our community.

Reserve your place for this special evening: https://lnkd.in/grf-kMJs

Sponsorship opportunities are available for organisations looking to be part of one of the Institute's premier member events and connect with senior leaders across the financial services industry. Explore more and contact [email protected] for details!

👉 https://lnkd.in/gzHd6PQY

31/07/2026

隨着跨境業務往來日益頻繁，客戶結構及監管要求愈趨複雜，金融機構除了做好開戶審查，更需要加強「開戶後」的持續監控，建立更具前瞻性的客戶風險管理框架，才能在業務發展與合規要求之間取得平衡。

本研討會邀請鄧白氏香港金融機構業務主管熊天豪先生 (Jerry Hung) 擔任主講，透過實際案例分享實務經驗，深入探討：
✅ 跨境客戶管理常見風險盲點
✅ 客戶開戶、審查及覆核流程優化策略
✅ 持續監控的實務應用
✅ 風險管理案例分析及實踐經驗分享

立即參加 https://bit.ly/3TutTwR

特別鳴謝 Dun & Bradstreet Hong Kong 贊助活動場地。

#跨境業務 #風險管理 #合規管理

29/07/2026

𝗧𝗵𝗲 𝗼𝗽𝗲𝗻𝗶𝗻𝗴 𝗺𝗲𝗲𝘁𝗶𝗻𝗴 𝗼𝗳𝘁𝗲𝗻 𝗹𝗮𝘆𝘀 𝘁𝗵𝗲 𝗳𝗼𝘂𝗻𝗱𝗮𝘁𝗶𝗼𝗻 𝗳𝗼𝗿 𝗮 𝘀𝗺𝗼𝗼𝘁𝗵 𝗮𝗻𝗱 𝗲𝗳𝗳𝗲𝗰𝘁𝗶𝘃𝗲 𝗦𝗙𝗖 𝗶𝗻𝘀𝗽𝗲𝗰𝘁𝗶𝗼𝗻. 𝗜𝘀 𝘆𝗼𝘂𝗿 𝗳𝗶𝗿𝗺 𝗽𝗿𝗲𝗽𝗮𝗿𝗲𝗱?

Join Leo Wong, Director of Compliance Solutions of Waystone (HK) for an engaging, scenario-based workshop covering:
🔹Inspection background, flow, and preparation
🔹Document submission requirements
🔹Interview considerations
🔹Interactive discussions
🔹Recent SFC inspections and enforcement cases

Gain practical insights to help your firm navigate regulatory expectations while strengthening its governance, documentation and compliance framework.

👉Limited seats available - register now: https://bit.ly/45tNKPq

Venue sponsored by Waystone

22/07/2026

Compliance is no longer just about meeting regulatory requirements — it’s about cultivating a mindset that turns challenges into opportunities.

Join Mr Kenny Kwong, a seasoned people development consultant, as he demonstrates how a growth mindset can transform the way that responsible officers and compliance managers approach regulatory change. Gain practical insights from real-world enforcement cases and learn how to lead with agility and integrity in today’s dynamic regulatory environment.

Register for the webinar now! https://bit.ly/4fuIBLy

16/07/2026

Custody standards for virtual assets are under increasing regulatory scrutiny, placing greater responsibility on Virtual Asset Trading Platforms (VATPs) to strengthen governance and risk controls.

Join our webinar with Ms Chimene Chung, Head of Compliance at a VATP, as she explores the enhanced custody obligations set out by the Securities and Futures Commission (SFC). Drawing on her experience across banks, hedge funds, and crypto platforms, she will share practical insights into senior management oversight, resilient custody frameworks, and operational safeguards to mitigate custody and cybersecurity risks.

Gain a deeper understanding of how enhanced custody requirements are shaping compliance practices and building trust in the virtual asset ecosystem.

Register now: https://bit.ly/4f9ITas

09/07/2026

退休規劃由「累積資產」轉向「提取收入」？

面對人口老化、長壽風險、通脹及市場波動，退休規劃正由資產累積（Accumulation）邁向資產提取（Decumulation）階段，金融從業員亦需要掌握相應策略，協助客戶制定更具韌性的退休收入方案。

本研討會特邀香港按揭證券有限公司曾銘俊先生及香港年金有限公司蔡瑤琦女士擔任主講，並由東亞聯豐投資管理有限公司李子恩女士主持，與大家分享：
✅香港退休人士面對的主要收入挑戰
✅本地市場各類退休收入方案特點
✅規劃退休收入時需要考慮的關鍵因素

立即報名 https://bit.ly/3SsGdgL

07/07/2026

📢 How could tokenisation and stablecoins transform the way financial markets operate?

As digital assets continue to evolve, focus is increasingly shifting beyond cryptocurrency trading towards the technologies that could reshape the underlying infrastructure of financial markets.

Join Donald Day, Deputy CEO of VDX, for an exploration of tokenisation and stablecoins, including their emerging applications across capital markets, payments and settlement, as well as the opportunities and challenges for professionals across investment, risk, compliance, legal and operations.

Register now: https://bit.ly/4ozJqXu