Analyze N Control

03/07/2019

YourStory along with FaceBook’s initiative SheLeadsTechIndia have featured AnalyzeNcontrol and we thank them sincerely for this coverage and Jerlin Justus James for being so articulate.

The article covers how ANC started and striving continuously to make a difference in the world of Broking/Banking industry Compliance and Client Screening, Surveillance and Anti-Money Laundering.

To quote Steve Jobs-“Journey is the reward” and so our journey with our esteemed clients and team has been our inspiration.
https://yourstory.com/2019/07/fintech-entrepreneurs-awareness-finance

Thank you YourStory and FaceBook’s initiative SheLeadsTechIndia

While the financial sector in India is thriving, it has faced considerable challenges, from non-performing assets, cyber threats and money laundering, among others.

02/12/2018

Glimpses of ANMI Stock Tech 2018 at NSCI Worli -30th Nov, 2018

Team ANC enthusiasm was well matched by the Broker Members who visited us, saw the Client Screening/Surveillance/AML and Compliance based product demos and we are so so grateful to our clients who were there to cheer us and strongly support us. The team was so overwhelmed ..that we realized..no pics were clicked till almost Hi Tea time ..so clicked pics after that and are presenting a quick collage.

Thank you once again to our clients,members who gave their time to review our products and with whom we could share our vision and last but not the least to ANMI for the wonderful show put together

01/01/2018

Team AnalyzenControl wishes all of you a very happy and successful New Year

23/12/2017

Xmas celebration 2017

21/02/2017

If he can vote, why can't we,please vote, if you care for Mumbai and are truly a Mumbaikar..

24/12/2016

AnalyzenControl Christmas Celebration 2016... A very happy new year too all.. Had a great day.. Too much funnnnn...

15/12/2016

15/03/2016

20/02/2016

Are you watching your risks ...Have you seen SEBI order dated 16th Feb ,2016 -Trading Members in the matter of Illiquid Stock Options http://www.sebi.gov.in/…/sebi_…/attachdocs/1455717413119.pdf
1. The order where 22 trading members are restrained from buying, selling or dealing in the securities markets, either directly or indirectly, in any manner, except as a stock broker for their existing clients in the cash segment
2. These trading members /stock brokers shall not accept registration of any new client.
In SOSAML -WE have given vision and taken CARE for your Risk Management, we have created scenarios about issues even before the damage is done
Save the firm from such RISKS and ensure setting of Irrational options Red Flag alert in SOSAML (in system since inception)
SOSAML-allows user to set scenario- where Alert is generated only if :
1. Stock options are traded at a variation from intrinsic price -based on Black and Scholes calculation in the SOS-AML system and
2. If client volume vs Exchange is concentrated
For SOSAML users -In case,you had missed it, you need help in setting the alert -Call us ASAP for:-
Irrational options or all such serious AML/Surveillance scenarios of SEBI orders including -like
-Front Running,
-Possible Synchronised,
-Insider Trading, or
-client master data related alerts on possible linkages between clients from different angels....and much more
For other Brokers -Think and choose to watch your risks ...SOS-Signs of Surveillance and AML Integrated for your Risk management

19/02/2016

Are you watching your risks ...Have you seen SEBI order dated 16th Feb ,2016 -Trading Members in the matter of Illiquid Stock Options http://www.sebi.gov.in/cms/sebi_data/attachdocs/1455717413119.pdf

1. The order where 22 trading members are restrained from buying, selling or dealing in the securities markets, either directly or indirectly, in any manner, except as a stock broker for their existing clients in the cash segment
2. These trading members /stock brokers shall not accept registration of any new client.

In SOSAML -WE have given vision and taken CARE for your Risk Management, we have created scenarios about issues even before the damage is done

Save the firm from such RISKS and ensure setting of Irrational options Red Flag alert in SOSAML (in system since inception)
SOSAML-allows user to set scenario- where Alert is generated only if :
1. Stock options are traded at a variation from intrinsic price -based on Black and Scholes calculation in the SOS-AML system and
2. If client volume vs Exchange is concentrated

For SOSAML users -In case,you had missed it, you need help in setting the alert -Call us ASAP for:-
Irrational options or all such serious AML/Surveillance scenarios of SEBI orders including -like
-Front Running,
-Possible Synchronised,
-Insider Trading, or
-client master data related alerts on possible linkages between clients from different angels....and much more

For other Brokers -Think and choose to watch your risks ...SOS-Signs of Surveillance and AML Integrated for your Risk management

31/08/2015

What transactions to be reported in FIU-STR Reporting ..?

Had attended one of the very informative seminars organized by CDSL & presented by one of senior FIU officials.

One of major clarifications given was that, STR reporting should not be restricted to only Exposures or funds movements exceeding Income/NW requirements. Rather it should be done for any attempted transactions like group of clients have similar demographics for no known reason or entry of orders not supported by executions or in case of any kind of suspicious transactions including market manipulations.

I think this was a very critical clarifications as the basic assumption of most of broking houses is that STR reporting should be based majorly on transactions related to excessive exposures or holdings or fund movements vs Income/NW or on Profit/loss transfers

Further wanted to add this link from FIU site
http://fiuindia.gov.in/furnishing-suspicious.htm

This was again emphasized in the PMLA seminar of Broker's Forum held on Thursday 27th August, 2015 -this link highlights the broad categories of suspicious transactions which may result in STR reporting,if Principal officer is convinced on seriousness of the issue

Suspicions transaction means a transaction referred to in clause (h) of the rules, including an attempted transaction, whether or not made in cash which, to a person acting in good faith -

16/05/2014

Worried about abnormal trade risk today use SOS-AML , powered by Analyze N Control