Integrity Compliance

Integrity Compliance We create simple solutions for complex problems.

👉 We make complex compliance problems simple to understand and present in easy to understand language.

Last week we came together to deliver another live webinar to our Integrity community. Rhett Das presented insightful in...
16/09/2022

Last week we came together to deliver another live webinar to our Integrity community. Rhett Das presented insightful information about cyber-security and ways in which AFSL holders can navigate the risks of cyber-crime, something that is inevitably on the rise.

We were honoured to have Colin Pausey, COO of Emergence, join us to share his four plus decades of experience in cyber risk management. He answered questions, provided reassurance, and highlighted step by step protocols to follow to ensure that AML/CTF obligations are met.

Here’s a brief overview of some of the matters discussed:

• Malicious cyber-attacks, identity theft and the overall increased threat to AFSL holders
• Ways to prepare for and respond to cyber security incidents
• How to avoid ASIC enforcement action by meeting your cyber security-related regulatory obligations
• Decrease risk exposure by creating a culture of 'cyber resilience' in the workplace

The feedback has been immensely positive, with many licensees discussing cyber insurance with their insurers as a result.

Thank you to our clients, and our special guest Colin Pausey for attending.

Thank you to our Integrity community for the great turnout at the webinar this morning. Hopefully we answered all the qu...
09/06/2022

Thank you to our Integrity community for the great turnout at the webinar this morning. Hopefully we answered all the questions you had about your FDS obligations from 1 July.

We thrive on offering regular training sessions to our clients to help them navigate the regulatory changes and better serve their clients.

"Making complex compliance problems simple to understand."

Find out more at https://icompliance.com.au/

Rhett will tell you his role is to help clients understand and apply legislation, so they can make better business decis...
11/01/2022

Rhett will tell you his role is to help clients understand and apply legislation, so they can make better business decisions. If you can be empowered by knowledge, it becomes much easier to figure out how to bridge the gap between regulator expectations and the reality of giving advice.

If the regulator knocks on your door, we want to be confident risk has been mitigated as much as possible.

But we don't sugar-coat things. It's all about straight-talking, facts and the right solutions. But it's always in an easy-to-understand language, so you can learn more as we work together.

We're here to make your business journey an easier one. Find out how by clicking on the link 🔗 https://bit.ly/3BwMj1P

As we all begin thinking about the year ahead, we know that many advice firms have compliance top of the list for an ove...
06/01/2022

As we all begin thinking about the year ahead, we know that many advice firms have compliance top of the list for an overhaul. A recent survey identified that 58% of advice practices have compliance and regulatory changes as their number one priority (read that as 'challenge').

The same survey listed rising regulatory and governance costs as a concern, as well as the inefficiency of advice document production (SoA). This isn't news to many of us, but it does highlight the increasing challenges advice practices are facing with managing it.

Do you have a solution ready to approach compliance differently in 2022?

In our experience, there are three major gaps advice practices have:
👉🏻 Lack of systems and frameworks
👉🏻 Outdated policies and registers
👉🏻 Incorrect legislation interpretation

All areas that can be improved easily, with the right tools and ongoing support.

If you want to focus on running and growing your advice practice this year, then invest in an outsourced compliance partner. Head to the link to learn more about how we can help 🔗 https://icompliance.com.au/our-services/

*Source: dimensional.com

While the need for compliance is common across advice firms, what it looks like from practice to practice can be differe...
04/01/2022

While the need for compliance is common across advice firms, what it looks like from practice to practice can be different. A compliance framework that works for one, may not necessarily be right for you.

So the support services you need for your business will also differ based on your individual needs. For instance, if you're an advice practice that's relatively small, our Integrity Connect solution may suit you better than a custom solution.

A few ways to identify which of these you're better suited for, include:
👉🏻 Assessing the issues you want to resolve
👉🏻 Understand the risk mitigation strategies you want to implement
👉🏻 Know what needs to be audited and change

Utilise your business' resources more efficiently, by better understanding your compliance needs and seeking the right support. Let us help you decide which option will suit you best.

Head to the link to learn more 🔗 https://icompliance.com.au/our-services/

Helping our clients navigate the challenges of 2021 has meant we've been busy. We know our clients have been busy too - ...
31/12/2021

Helping our clients navigate the challenges of 2021 has meant we've been busy. We know our clients have been busy too - completing study, implementing new compliance systems and applying for their own licences.

And we've been fortunate to support them through it all.

We'd like to think 2022 will involve less change, but we know there will always be something - but we'll be there to support our clients get better at navigating it all and put the right risk mitigation steps in place.

We're excited about what 2022 holds - see we'll see you in the new year 🙌🏻

Happy new year! 🎉

Our aim is to consistently deliver solutions that are both straightforward and practical. The goal is to reduce the risk...
30/12/2021

Our aim is to consistently deliver solutions that are both straightforward and practical. The goal is to reduce the risks and costs typically associated with compliance and strengthen the business as a whole.

But we do it from a place of transparency, empathy and understanding. We know compliance can be tough to navigate, frustrating when you discover issues and worrying when problems arise. Our focus is to empower you and instil confidence that you have it right.

Much like a watchmaker attuned to the nature and intricacies of their craft, we are tuned to the needs of compliance.

Want to know more about how we can help you tackle compliance simply and confidently? Talk to us to learn more 📞https://bit.ly/2Yk3DsA

As you emerge from the haze of Christmas, possibly still eating ham sandwiches and fighting over the last bits of the Pa...
28/12/2021

As you emerge from the haze of Christmas, possibly still eating ham sandwiches and fighting over the last bits of the Pavlova, you may be starting to think about what the new year will hold for your business.

Do you have plans for 2022, that will move your practice forward?

We know that compliance is often not seen as the 'sexy' part of business growth. But the reality is that it will take up a lot of your resources and put your business at risk if you don't get it right. Luckily, there are simple solutions that can enable you to make the right changes and support business growth.

Find the right compliance partner and the solutions are that much simpler. Reach out to find out more about how we can help when you get back into the office 👉🏻 https://bit.ly/3BwMj1P

All of the Integrity Compliance team would like to wish our valued clients, partners and colleagues a safe and Merry Chr...
24/12/2021

All of the Integrity Compliance team would like to wish our valued clients, partners and colleagues a safe and Merry Christmas 🎅🏻🎄🎁

We know the advice community has endured many challenges this year and we hope you can all take leave to have some quality time with your family and friends. No doubt 2022 will be full of more challenges and opportunities, so refilling the tank is encouraged.

This is the time of year to eat higher than normal levels of cream, that favourite family slice and ham sandwiches. Enjoy.

Merry Christmas 🧑🏻‍🎄

We have some really simple values we operate by and focus on when supporting the needs of our clients:👉🏻 We take care o...
22/12/2021

We have some really simple values we operate by and focus on when supporting the needs of our clients:

👉🏻 We take care of our clients by thinking about what will help them long-term, not just now
👉🏻 We're a curious team and we focus on continuing to learn about compliance solutions
👉🏻 We all share ownership for our clients and their business success

That comes from the strong experience of our team across financial services. We understand the complexities of legislation, but we take pride in explaining problems to our clients in simple and easy to understand language.

If we had one goal we could focus on, it would be to guide our clients to make confident business decisions and not have to navigate compliance with fear and trepidation.

We'll always be one step ahead in helping you remain compliant.

Want to know more about how the Integrity team can help you tackle compliance effectively? Reach out for a discussion at the link or give us a call 🔗 https://icompliance.com.au/our-team

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Malvern, VIC
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